Mini-Project 3: Build an Advanced AI Finance Tool (n8n or your platform)#

From building tools to building SMART tools


The Assignment#

Build a more advanced AI finance tool using n8n or another platform of your choice. It should analyze, explain, and/or advise on financial decisions—using AI as the brain.

Timeline: One week from Session 10

Submission: No public link required. Present your tool via a video demo showing your workflow (nodes, prompts, logic) and the tool in action. Keep API keys private.

Reference tutorial: Build an Financial AI tool with n8n (YouTube)

Note: You will need to sign up for paid AI API keys (e.g., OpenAI, Claude, Gemini)

Don’t know how? Research how to get an AI API key together with your AI copilot!


The Progression#

Mini-Project 1: You can build things ✓ Mini-Project 2: You can build useful finance tools ✓ Mini-Project 3: You can build INTELLIGENT finance tools Session 12: “I can build the future of finance”


What Makes This Different#

Your previous tools did calculations. This tool should:

  • Understand context

  • Explain complex concepts

  • Provide personalized insights

  • Answer “why” not just “what”


DRIVER Loops for AI Integration#

Loop 1: Basic AI Integration#

D - Discover: What financial decision needs explanation, not just calculation?

  • Investment analysis beyond numbers

  • Risk assessment with context

  • Strategic recommendations

  • Jargon translation

R - Reason: How can AI make this smarter?

  • Natural language input (“I have $10k to invest…”)

  • Contextual analysis (“Based on your age and goals…”)

  • Plain English output (“Here’s what this means for you…”)

  • Dynamic recommendations

I - Implement: Connect AI using n8n or your chosen platform

  • Use OpenAI, Claude, Gemini, or a local model (e.g., Ollama)

  • Go beyond a single prompt. Include at least two advanced capabilities, for example:

    • External data via API calls (rates, prices, news) and incorporate into analysis

    • Multi-step reasoning or tool use (decompose tasks; call functions/HTTP nodes)

    • Structured outputs (JSON) with validation and rendering (tables/charts)

    • Memory/profile state across steps (risk tolerance, goals)

    • Scenario generation and comparison with rationale

    • Guardrails/sanity checks to prevent bad advice

    • Cost control (token budgeting, caching, truncation)

V - Verify: Is the AI actually helpful?

  • Test with real scenarios

  • Check for hallucinations

  • Ensure finance accuracy

E - Evolve: What would make the AI more useful?

R - Reflect: What’s different about building with AI as a component?

Loop 2: Make It Trustworthy#

Critical improvements:

  • Add sources/explanations for AI advice

  • Build in sanity checks

  • Handle edge cases gracefully

  • Make limitations clear

Optional Loop 3+: Make It Powerful#

Advanced features:

  • Multi-step analysis

  • Scenario comparison

  • Learning from user feedback

  • Integration with real data + AI insights


Inspiration Examples#

AI + Simple Analysis:

  • Earnings Call Translator - “What did the CEO really say?”

  • Stock News Sentiment Analyzer - “Should I worry about this headline?”

  • Financial Statement Explainer - “What’s wrong with this company?”

  • Investment Thesis Generator - “Why buy/sell in plain English”

AI + Personal Finance:

  • Financial Health Advisor - Analyzes your situation conversationally

  • Goal-Based Investment Guide - “I want to buy a house in 5 years…”

  • Spending Pattern Therapist - “Why do I keep doing this?”

  • Negotiation Assistant - “How to ask for a raise based on…”

AI + Learning:

  • Finance Concept Tutor - Explains topics at your level

  • Case Study Analyzer - “What went wrong with SVB?”

  • Strategy Simulator - “What if I had done X instead?”

  • Jargon-Free Market Updates - News for normal humans

Creative Combinations:

  • Warren Buffett Decision Bot - “What would Buffett do?”

  • Risk Tolerance Interviewer - Discovers your real risk profile

  • Financial Scenario Generator - “What could go wrong?”

  • Deal Structure Optimizer - “How to make this work for everyone”


Technical Leveling Up#

New Skills to Master:

  • API integration (OpenAI, Claude, etc.)

  • Prompt engineering for finance

  • Error handling for AI responses

  • Token/cost management

  • Response streaming

  • Function/tool calling and structured outputs

  • Retrieval-augmented generation (RAG) and web/data integrations

Key Challenges:

  • Making AI financially accurate

  • Handling ambiguous user input

  • Managing API costs

  • Preventing harmful advice

  • Building user trust

Ask AI for Help With:

  • “How to integrate OpenAI API with my web app”

  • “Best practices for financial prompt engineering”

  • “How to validate AI financial advice”

  • “Streaming AI responses for better UX”


Requirements#

  1. Platform & Core AI Functionality

    • Built with n8n or another platform of your choice (e.g., custom web app, Python app, Make/Zapier, LangChain/Flowise)

    • Uses AI to analyze/explain/advise; handles natural language input

    • Provides contextual, user-relevant insights (the “why,” not just the number)

  2. Advanced Capabilities (choose 2 or more)

    • External data integration via APIs (e.g., rates, prices, news) with incorporation into analysis

    • Multi-step logic or tool use (function calling, HTTP requests, spreadsheet/code nodes)

    • Structured outputs with validation and clear rendering (tables/charts)

    • Memory/state (e.g., goals, risk tolerance) that influences recommendations

    • Scenario comparison with trade-offs and a recommendation

    • Guardrails/sanity checks + transparent disclaimers

    • Cost controls (prompt optimization, caching, token limits)

  3. Safety & Accuracy

    • Clear disclaimers about AI limitations and appropriate use

    • At least one accuracy/robustness mechanism (sanity checks, bounds, unit tests, or cross-check prompts)

    • Appropriate for the financial domain and user audience

  4. Submission: Video Demo

    • 2–3 minutes screen recording showing workflow (nodes/prompts/logic) and end-to-end demo

    • No public link required; keep API keys private

    • Narrate who it’s for and why it’s useful

  5. Iteration

    • Show that you improved the tool from v1 to v2 (prompt refinement, new node, validation, or UX polish)

  6. Reflection in your video

    • How does AI change the user experience?

    • What was hard about financial prompt engineering?

    • What ethical considerations did you face?

    • Would you trust your own tool with real money?


Assessment Criteria#

Pass Requirements:

  • Successfully integrates AI for financial analysis ✓

  • Provides value beyond simple calculation ✓

  • Shows iterative improvement ✓

  • Addresses accuracy/trust concerns ✓

Excellence Indicators:

  • Genuinely insightful AI responses

  • Elegant handling of edge cases

  • Creative application of AI capabilities

  • Other students want to use it

  • You’d use it for real decisions


Common Pitfalls#

Over-Trusting AI: “The AI said buy, so buy!” → Build in verification and disclaimers

Under-Using AI: “It just formats the output nicely” → Make AI do actual analysis

Prompt Problems: “Explain finance” (too vague) → Craft specific, contextual prompts

No Value Add: “It’s ChatGPT in a wrapper” → Add domain-specific intelligence

Cost Explosion: “Each query costs $5” → Optimize prompts and cache responses


Ethical Considerations#

Your tool will give financial guidance. Consider:

  • Clear disclaimers (not financial advice)

  • Transparency about AI involvement

  • Protection against misuse

  • Accessibility for different backgrounds

  • Bias in financial recommendations


The Mindset Evolution#

Mini-Project 1: “I can build” Mini-Project 2: “I can build useful finance tools” Mini-Project 3: “I can build INTELLIGENT finance tools” Session 12: “I can build the future of finance”

The New Reality: Financial analysis is transforming. Traditional tools and AI are converging to create new opportunities for those who can leverage both effectively.

Your Edge: You can build tools that USE AI to solve problems AI alone cannot. That’s not just job security - that’s leadership potential.


Starting Points#

  1. What financial concept confuses people? → Build an AI explainer

  2. What decision do people struggle with? → Build an AI advisor

  3. What analysis takes forever? → Build an AI analyzer

  4. What pattern is hard to spot? → Build an AI detector


Pro Tips#

  • Paid API tiers work better

  • Test prompts in ChatGPT/Claude first

  • Build the UI, then add AI (not vice versa)

  • Log everything for debugging

  • Have non-finance friends test it

Remember: The best AI finance tool is one that makes someone say “Oh, NOW I get it!”

Make finance smarter, not just faster.

Ship something that thinks.